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Edmund Husserl, THE CRISIS OF EUROPEAN SCIENCES and the transcendental phenomenolgy

Translated by David Carr,

Northwestern University Press, Evanston, 1970

[Original in German : Die Krisis der europäschen Wissenschaft und die transzendentale Phänomenologie, ed. Walter Biemel, The Hague, Martinus Nijhoff]

 

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PART I I I The Clarification of the Transcendental Problem and the Related Function of Psychology)1

 

1. The appendix to the German edition contains a manuscript entitled "Foreword to the Continuation of the Crisis," which begins with the following paragraph :

"Herewith appears, unfortunately very much delayed, the contin­uation of this work which was begun in the first volume of Philoso­phia with two introductory sections. Insurmountable inhibitions, the effects of my faltering health, forced me to neglect drafts which were long since ready. With this there arose a pause which is dangerous for the understanding of the teleological-historical way attempted here to the conception of the idea and method of transcendental phe­nomenology. The resulting situation has become somewhat similar to that which would arise if the presentation of a great musical work were to break off with the conclusion of the overture, and indeed in such a way that the actual work (the opera itself) to which it points the way, and which it has created a vital readiness to understand, was then to be performed sometime later without repetition of the over­ture" (Krisis, p. 435).

The rest of this "Foreword" (some II pages) reveals that it was destined for a revision of Part III which was never made. It gives rea­sons for postponing the further critique of Kant promised at the end of Part II in favor of a nonhistorical exposition, presumably that of the life-world; whereas the extant version of Part III does deal with Kant at the beginning. It is for this reason that I have not included a full translation of this text. Some interesting passages are quoted in the Translator's Introduction, pp. xxviii f. (See also p. xviii, note 5. )

 

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A.

THE WAY INTO PHENOMENOLOGICAL TRANSCENDENTAL PHILOSOPHY BY INQUIRING BACK FROM THE PREGIVEN LIFE-WORLD

§ 28.    Kant's unexpressed "presupposition": the surrounding world of life, taken for granted as valid.

KANT IS CERTAIN that his philosophy will bring the dominant rationalism to its downfall by exhibiting the inade­quacy of its foundations. He rightly reproaches rationalism for neglecting questions which should have been its fundamental questions; that is, it had never penetrated to the subjective structure of our world-consciousness prior to and within scien­tific knowledge and thus had never asked how the world, which appears straightforwardly to us men, and to us as scientists, comes to be knowable a priori-how, that is, the exact science of nature is possible, the science for which, after all, pure mathe­matics, together with a further pure a priori, is the instrument of all knowledge which is objective, [i.e.,] unconditionally valid for everyone who is rational (who thinks logically).

But Kant, for his part, has no idea that in his philosophizing he stands on unquestioned presuppositions and that the un­doubtedly great discoveries in his theories are there only in concealment; that is, they are not there as finished results, just as the theories themselves are not finished theories, i.e., do not have a definitive scientific form. What he offers demands new work and, above all, critical analysis. An example of a great discovery -- a merely preliminary discovery-is the "understanding"

 

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which has, in respect to nature, two functions1 : understand­ing interpreting itself, in explicit self-reflection, as normative laws, and, on the other hand, understanding ruling in con­cealment, i.e., ruling as constitutive of the always already developed and always further developing meaning-configuration "intuitively given surrounding world." This discovery could never be actually grounded or even be fully comprehensible in the manner of the Kantian theory, i.e., as a result of his merely regressive method. In the "transcendental deduction" of the first edition of the Critique of Pure Reason Kant makes an approach to a direct grounding, one which descends to the original sources, only to break off again almost at once without arriving at the genuine problems of foundation which are to be opened up from this supposedly psychological side.

We shall begin our considerations by showing that Kant's inquiries in the critique of reason have an unquestioned ground of presuppositions which codetermine the meaning of his questions. Sciences to whose truths and methods Kant attributes actual validity become a problem, and with them the spheres of being [Seinssphären] themselves to which these sciences refer. They become a problem in virtue of certain questions which take knowing subjectivity, too, into account, questions which find their answer in theories about transcendentally forming subjec­tivity, about the transcendental achievements of sensibility, of the understanding, etc., and, on the highest level, theories about functions of the "I" of "transcendental apperception." What had become an enigma, the achievement of mathematical natural science and of pure mathematics (in our broadened sense) as its logical method, was supposed to have been made comprehensi­ble through these theories; but the theories also led to a revolu­tionary reinterpretation of the actual ontic meaning of nature as the world of possible experience and possible knowledge and thus correlatively to the reinterpretation of the actual truth­-meaning of the sciences concerned.

Naturally, from the very start in the Kantian manner of posing questions, the everyday surrounding world of life is pre­supposed as existing-the surrounding world in which all of us (even I who am now philosophizing) consciously have our exist­ence; here are also the sciences, as cultural facts in this world, with their scientists and theories. In this world we are objects among objects in the sense of the life-world, namely, as being

 

1.        Reading ". . . ist der hinsichtlich der Natur doppelt fungie­rende Verstand. . . ."

 

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here and there, in the plain certainty of experience, before any­thing that is established scientifically, whether in physiology, psychology, or sociology. On the other hand, we are subjects for this world, namely, as the ego-subjects experiencing it, contem­plating it, valuing it, related to it purposefully; for us this sur­rounding world has only the ontic meaning given to it by our experiencings, our thoughts, our valuations, etc.; and it has the modes of validity (certainty of being, possibility, perhaps illu­sion, etc.) which we, as the subjects of validity, at the same time bring about or else possess from earlier on as habitual acquisi­tions and bear within us as validities of such and such a content which we can reactualize at will. To be sure, all this undergoes manifold alterations, whereas "the" world, as existing in a uni­fied way, persists throughout, being corrected only in its content.

Clearly the content-alteration of the perceived object, being change or motion perceived as belonging to the object itself, is distinguished with self-evidence from the alteration of its manners of appearing (e.g., the perspectives, the near and far appearances) through which something objective of this type ex­hibits itself as being itself present. We see this in the change of [our] attitude. [If we are] directed straightforwardly toward the object and what belongs to it, [our] gaze passes through the appearances toward what continuously appears through their continuous unification: the object, with the ontic validity of the mode "itself present." In the reflective attitude, [by contrast,] we have not a one but a manifold. Now the sequence of the appear­ances themselves is thematic, rather than what appears in them. Perception is the primal mode of intuition [Anschauung]; it exhibits with primial originality, that is, in the mode of self-pres­ence. In addition, there are other modes of intuition which in themselves consciously have the character of [giving us] modifi­cations of this "itself there" as themselves present. These are presentifications, modifications of presentations2; they make us conscious of the modalities of time, e.g., not that which is-itself­there but that which was-itself-there or that which is in the future, that which will-be-itself-there. Presentifying intuitions "recapitulate" -- in certain modifications belonging to them -- all the manifolds of appearance through which what is objective exhibits itself perceptively. Recollecting intuition, for example,

 

2.        Vergegenwärtigungen, i.e., modifications of Gegenwärtigun­gen. The former are explicit acts of rendering consciously present that which is not "itself present," as in the case of recollection or imagination.

 

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shows the object as having-been-itself-there, recapitulating the perspectivization and other manners of appearing, though in recollective modifications. I am now conscious of this perspecti­vization as one which has been, a sequence of subjective "exhibi­tions of," having-been in my earlier ontic validities.

Here we can now clarify the very limited justification for speaking of a sense-world, a world of sense-intuition, a sensible world of appearances. In all the verifications of the life of our natural interests, which remain purely in the life-world, the return to "sensibly" experiencing intuition plays a prominent role. For everything that exhibits itself in the life-world as a concrete thing obviously has a bodily character, even if it is not a mere body, as, for example, an animal or a cultural object, i.e., even if it also has psychic or otherwise spiritual properties. If we pay attention now purely to the bodily aspect of the things, this obviously exhibits itself perceptively only in seeing, in touching, in hearing, etc., i.e., in visual, tactual, acoustical, and other such aspects. Obviously and inevitably participating in this is our living body, which is never absent from the perceptual field, and specifically its corresponding "organs of perception" (eyes, hands, ears, etc.). In consciousness they play a constant role here; specifically they function in seeing, hearing, etc., together with the ego's motility belonging to them, i.e., what is called kines­thesis. All kinestheses, each being an "I move," "I do," [etc.] are bound together in a comprehensive unity -- in which kinesthetic holding-still is [also] a mode of the "I do." Clearly the aspect-exhi­bitions of whatever body is appearing in perception, and the kinestheses, are not processes [simply running] alongside each other; rather, they work together in such a way that the aspects have the ontic meaning of, or the validity of, aspects of the body only through the fact that they are those aspects continually re­quired by the kinestheses -- by the kinesthetic-sensual total situa­tion in each of its working variations of the total kinesthesis by setting in motion this or that particular kinesthesis -- and that they correspondingly fulfill the requirement.

Thus sensibility, the ego's active functioning of the living body or the bodily organs, belongs in a fundamental, essential way to all experience of bodies. It proceeds in consciousness not as a mere series of body-appearances, as if these in themselves, through themselves alone and their coalescences, were appear­ance of bodies; rather, they are such in consciousness only in combination with the kinesthetically functioning living body [Leiblichkeit], the ego functioning here in a peculiar sort of

 

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activity and habituality. In a quite unique way the living body is constantly in the perceptual field quite immediately, with a com­pletely unique ontic meaning, precisely the meaning indicated by the word "organ" (here used in its most primitive sense), [namely, as] that through which I exist in a completely unique way and quite immediately as the ego of affection and actions, [as that] in which I hold sway 3 quite immediately, kinestheti­cally -- articulated into particular organs through which I hold sway, or potentially hold sway, in particular kinestheses corre­sponding to them. And this "holding-sway," here exhibited as functioning in all perception of bodies -- the familiar, total sys­tem of kinestheses available to consciousness -- is actualized in the particular kinesthetic situation [and] is perpetually bound to a [general] situation in which bodies appear, i.e., that of the field of perception. To the variety of appearances through which a body is perceivable as this one-and-the-same body correspond, in their own way, the kinestheses which belong to this body; as these kinestheses are allowed to run their course, the corre­sponding required appearances must show up in order to be appearances of this body at all, i.e., in order to be appearances which exhibit in themselves this body with its properties.

Thus, purely in terms of perception, physical body and living body [Körper and Leib] 4 are essentially different; living body, that is, [understood] as the only one which is actually given [to me as such] in perception: my own living body. How the con­sciousness originates through which my living body nevertheless acquires the ontic validity of one physical body among others, and how, on the other hand, certain physical bodies in my perceptual field come to count as living bodies, living bodies of "alien" ego-subjects-these are now necessary questions.

In our reflections we confined ourselves to the perceiving consciousness of things, to one's own perceiving of them, to my perceptual field. Here my own living body alone, and never an alien living body, can be perceived as living; the latter is perceived

 

3. walten. "Holding sway" is somewhat awkward in English, but it seems to best approximate Husserl's use of this archaic term. The latter is often used in religious language (Gottes Walten) to signify God's rule and power over the world and his intervention in its affairs. The English "wield" is related to it but is transitive. Husserl uses the term primarily in connection with the living body (unlike Heidegger, who resurrected it for a different purpose), meaning one's "wielding" of the body and its organs so as to have some control of one's sur­roundings.

4.        See § g, note 15.

 

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only as a physical body. In my perceptual field I find myself holding sway as ego through my organs and generally through everything belonging to me as an ego in my ego-acts and faculties. However, though the objects of the life-world, if they are to show their very own being, necessarily show themselves as physical bodies, this does not mean that they show themselves only in this way; and [similarly] we, though we are related through the living body to all objects which exist for us, are not related to them solely as a living body. Thus if it is a question of objects in the perceptual field, we are perceptually also in the field5 ; and the same is true, in modification, of every intuitive field, and even of every nonintuitive one, since we are obviously capable of "representing" to ourselves everything which is nonin­tuitively before us (though we are sometimes temporally limited in this). [Being related] "through the living body" clearly does not mean merely [being related] "as a physical body"; rather, the expression refers to the kinesthetic, to functioning as an ego in this peculiar way, primarily through seeing, hearing, etc.; and of course other modes of the ego belong to this (for example, lifting, carrying, pushing, and the like).

But being an ego through the living body [die leibliche Ich­lichkeit] is of course not the only way of being an ego, and none of its ways can be severed from the others; throughout all their transformations they form a unity. Thus we are concretely in the field of perception, etc., and in the field of consciousness, how­ever broadly we may conceive this, through our living body, but not only in this way, as full ego-subjects, each of us as the full-fledged "I-the-man." Thus in whatever way we may be con­scious of the world as universal horizon, as coherent universe of existing objects, we, each "I-the-man" and all of us together, belong to the world as living with one another in the world; and the world is our world, valid for our consciousness as existing precisely through this "living together." We, as living in wakeful world-consciousness, are constantly active on the basis of our passive having of the world; it is from there, by objects pregiven in consciousness, that we are affected; it is to this or that object that we pay attention, according to our interests; with them we deal actively in different ways; through our acts they are "the­matic" objects. As an example I give the observant explication of the properties of something which appears perceptively, or our activity of combining, relating, actively identifying and distinguishing,­

5.    I.e., as a physical body (Körper).

 

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or our active evaluation, our projection of plans, our active realization of the planned means and ends.

As subjects of acts (ego-subjects) we are directed toward thematic objects in modes of primary and secondary, and per­haps also peripheral, directedness. In this preoccupation with the objects the acts themselves are not thematic. But we are capable of coming back and reflecting on ourselves and our current activity: it now becomes thematic and objective through a new act, the vitally functioning one, which itself is now unthe­matic.

The consciousness of the world, then, is in constant motion; we are conscious of the world always in terms of some object­content or other, in the alteration of the different ways of being conscious (intuitive, nonintuitive, determined, undetermined, etc.) and also in the alteration of affection and action, in such a way that there is always a total sphere of affection and such that the affecting objects are now thematic, now unthematic; here we also find ourselves, we who always and inevitably belong to the affective sphere, always functioning as subjects of acts but only occasionally being thematically objective as the object of preoc­cupation with ourselves.

Obviously this is true not only for me, the individual ego; rather we, in living together, have the world pregiven in this "together," as the world valid as existing for us and to which we, together, belong, the world as world for all, pregiven with this ontic meaning. Constantly functioning in wakeful life, we also function together, in the manifold ways of considering, together, objects pregiven to us in common, thinking together, valuing, planning, acting together. Here we find also that particular the­matic alteration in which the we-subjectivity, somehow con­stantly functioning, becomes a thematic object, whereby the acts through which it functions also become thematic, though always with a residuum which remains unthematic-remains, so to speak, anonymous-namely, the reflections which are function­ing in connection with this theme.*

 

* Naturally all activity, and thus also this reflecting activity, gives rise to its habitual acquisitions. In observing, we attain habitual knowledge, acquaintance with the object which exists for us in terms of its previously unknown characteristics-and the same is true of self-knowledge through self-observation. In the evaluation of our­selves and the plans and actions related to ourselves and our fellows, we likewise attain self-values and ends concerning ourselves [which become] our habitually persisting validities. But all knowledge in general, all value-validities and ends in general, are, as having been [110] acquired through our activity, at the same time persisting properties of ourselves as ego-subjects, as persons, and can be found in the re­flective attitude as making up our own being.

 

 

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Considering ourselves in particular as the scientists that we here factually find ourselves to be, what corresponds to our particular manner of being as scientists is our present function ing in the manner of scientific thinking, putting questions and answering them theoretically in relation to nature or the world of the spirit; and [the latter are] at first nothing other than the one or the other aspect of the life-world which, in advance, is already valid, which we experience or are otherwise conscious of either prescientifically or scientifically. Cofunctioning here are the other scientists who, united with us in a community of theory, acquire and have the same truths or, in the communali­zation of accomplishing acts, are united with us in a critical transaction aimed at critical agreement. On the other hand, we can be for others, and they for us, mere objects; rather than being together in the unity of immediate, driving, common theo­retical interest, we can get to know one another observingly, taking note of others' acts of thought, acts of experiencing, and possibly other acts as objective facts, but "disinterestedly," with­out joining in performing these acts, without critically assenting to them or taking exception to them.

Naturally, all these things are the most obvious of the ob­vious. Must one speak about them, and with so much ado? In life certainly not. But not as a philosopher either? Is this not the opening-up of a realm, indeed an infinite realm, of always ready and available but never questioned ontic validities? Are they not constant presuppositions of scientific and, at the highest level, philosophical thinking? Not, however, that it would or could ever be a matter of utilizing these ontic validities in their objec­tive truth.

It belongs to what is taken for granted, prior to all scientific thought and all philosophical questioning, that the world is-al­ways is in advance-and that every correction of an opinion, whether an experiential or other opinion, presupposes the al­ready existing world, namely, as a horizon of what in the given case is indubitably valid as existing, and presupposes within this horizon something familiar and doubtlessly certain with which that which is perhaps canceled out as invalid came into conflict. Objective science, too, asks questions only on the ground of this world's existing in advance through prescientific life. Like all praxis, objective science presupposes the being of this world, but

 

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it sets itself the task of transposing knowledge which is imper­fect and prescientific in respect of scope and constancy into perfect knowledge-in accord with an idea of a correlative which is, to be sure, infinitely distant, i.e., of a world which in itself is fixed and determined and of truths which are idealiter scientific ("truths-in-themselves") and which predicatively inter­pret this world. To realize this in a systematic process, in stages of perfection, through a method which makes possible a con­stant advance: this is the task.

For the human being in his surrounding world there are many types of praxis, and among them is this peculiar and historically late one, theoretical praxis. It has its own profes sional methods; it is the art of theories, of discovering and securing truths with a certain new ideal sense which is foreign to prescientific life, the sense of a certain "final validity," "uni­versal validity."

Here we have again offered an example of exhibiting what is "obvious," but this time in order to make clear that in respect to all these manifold validities-in-advance, i.e., "presuppositions" of the philosopher, there arise questions of being in a new and immediately highly enigmatic dimension. These questions, too, concern the obviously existing, ever intuitively pregiven world; but they are not questions belonging to that professional praxis and tšcnh (techne) which is called objective science, not questions be­longing to that art of grounding and broadening the realm of objectively scientific truths about this surrounding world; rather, they are questions of how the object, the prescientifically and then the scientifically true object, stands in relation to all the subjective elements which everywhere have a voice in what is taken for granted in advance.

§ 29.       The life-world can be disclosed as a realm of subjective phenomena which have remained "anonymous."

 

WHEN WE PROCEED, philosophizing with Kant, not by starting from his beginning and moving forward in his paths but by inquiring back into what was thus taken for granted (that of which Kantian thinking, like everyone's thinking, makes use as

 

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unquestioned and available), when we become conscious of it as "presuppositions" and accord these their own universal and theo­retical interest, there opens up to us, to our growing astonish­ment, an infinity of ever new phenomena belonging to a new dimension, coming to light only through consistent penetration into the meaning- and validity-implications of what was thus taken for granted -- an infinity, because continued penetration shows that every phenomenon attained through this unfolding of meaning, given at first in the life-world as obviously existing, itself contains meaning- and validity-implications whose exposi­tion leads again to new phenomena, and so on. These are purely subjective phenomena throughout, but not merely facts involv­ing psychological processes of sense-data; rather, they are men­tal [geistige] processes which, as such, exercise with essential necessity the function of constituting forms of meaning [Sinnesgestalten]. But they constitute them in each case out of mental "material" which [itself] proves in turn, with essential necessity, to be mental form, i.e., to be constituted; just as any newly developed form [of meaning] is destined to become mate­rial, namely, to function in the constitution of [some new] form.

No objective science, no psychology -- which, after all, sought to become the universal science of the subjective -- and no philosophy has ever made thematic and thereby actually discovered this realm of the subjective-not even the Kantian philosophy, which sought, after all, to go back to the subjective conditions of the possibility of an objectively experienceable and knowable world. It is a realm of something subjective which is completely closed off within itself, existing in its own way, func­tioning in all experiencing, all thinking, all life, thus everywhere inseparably involved; yet it has never been held in view, never been grasped and understood.

Does philosophy fulfill the sense of its primal establishment as the universal and ultimately grounding science if it leaves this realm to its "anonymity"? Can it do this, can any science do this which seeks to be a branch of philosophy, i.e., which would tolerate no presuppositions, no basic sphere of beings beneath itself of which no one knows, which no one interrogates scientifi­cally, which no one has mastered in a knowing way? I called the sciences in general branches of philosophy, whereas it is such a common conviction that the objective, the positive, sciences stand on their own, are self-sufficient in virtue of their suppos­edly fully grounding and thus exemplary method. But in the end is not the teleological unifying meaning running through all

 

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attempted systems in the whole history of philosophy that of achieving a breakthrough for the insight that science is only possible at all as universal philosophy, the latter being, in all the sciences, yet a single science, possible only as the totality of all knowledge? And did this not imply that they all repose upon one single ground [Grund], one to be investigated scientifically in advance of all the others? And can this ground be, I may add, any other than precisely that of the anonymous subjectivity we mentioned? But one could and can realize this only when one finally and quite seriously inquires into that which is taken for granted, which is presupposed by all thinking, all activity of life with all its ends and accomplishments, and when one, by con­sistently interrogating the ontic and validity-meaning of these ends and accomplishments, becomes aware of the inviolable unity of the complex of meaning and validity running through all mental accomplishments. This applies first of all to all the mental accomplishments which we human beings carry out in the world, as individual, personal, or cultural accomplishments. Before all such accomplishments there has always already been a universal accomplishment, presupposed by all human praxis and all prescientific and scientific life. The latter have the spirit­ual acquisitions of this universal accomplishment as their con­stant substratum, and all their own acquisitions are destined to flow into it. We shall come to understand that the world which constantly exists for us through the flowing alteration of man­ners of givenness is a universal mental acquisition, having devel­oped as such and at the same time continuing to develop as the unity of a mental configuration, as a meaning-construct [Sinngebilde]-- as the construct of a universal, ultimately functioning 1 subjectivity. It belongs essentially to this world­constituting accomplishment that subjectivity objectifies itself as human subjectivity, as an element of the world. All objective consideration of the world is consideration of the "exterior" and grasps only "externals," objective entities [Objektivitäten]. The radical consideration of the world is the systematic and purely internal consideration of the subjectivity which "expresses" [or "externalizes"]2 itself in the exterior. It is like the unity of a living organism, which one can certainly consider and dissect from the outside but which one can understand only if one goes back to its hidden roots and systematically pursues the life

 

1. letztfungierende, i.e., functioning at the ultimate or deepest level.

2. der sich selbst im Aussen "äussernden" Subjektivität.

 

 

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which, in all its accomplishments, is in them and strives upward from them, shaping from within. But is this not simply a meta­phor? Is it not in the end our human being, and the life of consciousness belonging to it, with its most profound world­-problematics, which is the place where all problems of living inner being and external exhibition are to be decided?

§ 30.    The lack of an intuitive exhibiting method as the reason for Kant's mythical constructions.

THERE IS SOME COMPLAINT about the obscurities of the Kantian philosophy, about the incomprehensibility of the evi­dences of his regressive method, his transcendental-subjective "faculties," "functions," "formations," about the difficulty of un­derstanding what transcendental subjectivity actually is, how its function, its accomplishment, comes about, how this is to make all objective science understandable. And in fact Kant does get involved in his own sort of mythical talk, whose literal meaning points to something subjective, but a mode of the subjective which we are in principle unable to make intuitive to ourselves, whether through factual examples or through genuine analogy. If we try to do it with the intuitively negotiable meaning to which the words refer, we find ourselves in the psychological sphere of the human person, the soul. But then we remember the Kantian doctrine of inner sense, according to which everything that can be exhibited in the self-evidence of inner experience has already been formed by a transcendental function, that of tem­poralization [Zeitigung]. But how are we supposed to arrive at a clear meaning for concepts of something transcendentally subjective, out of which the scientifically true world constitutes itself as objective "appearance," if we cannot give to "inner perception" some meaning other than the psychological one -- if it is not a truly apodictic meaning which ultimately furnishes the experiential ground (a ground like that of the Cartesian ego cogito), [available to us] through a type of experience which is not Kantian scientific experience and does not have the certainty of objective being in the sense of science, as in physics, but is a truly apodictic certainty, that of a universal ground which finally can be exhibited as the apodictically necessary and ultimate

 

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ground of all scientific objectivity and makes the latter under­standable? This is where the source of all ultimate concepts of knowledge must lie; here is the source of essential, general insights through which any objective world can become scientifi­cally understandable and through which an absolutely self-sup­porting philosophy can achieve systematic development.

Perhaps a deeper critique could show that Kant, though he attacks empiricism, still remains dependent upon this very empi­ricism in his conception of the soul and the range of tasks of a psychology, that what counts for him as the soul is the soul which is made part of nature and conceived of as a component of the psychophysical human being within the time of nature, within space-time. Hence the transcendentally subjective could certainly not be [identical with] the psychic. But is truly apodic­tic inner perception (self-perception reduced to the truly apodictic) to be identified with the self-perception of this naturalized soul, with its [supposed] self-evidence of the "writing tablet" and its data and even of its faculties as the powers ascribed to it in the manner of natural powers? Because he understands inner perception in this empiricist, psychological sense and because, warned by Hume's skepticism, he fears every recourse to the psychological as an absurd perversion of the genuine problem of the understanding, Kant gets involved in his mythical concept­-formation. He forbids his readers to transpose the results of his regressive procedure into intuitive concepts, forbids every at­tempt to carry out a progressive construction which begins with original and purely self-evident intuitions and proceeds through truly self-evident individual steps. His transcendental concepts are thus unclear in a quite peculiar way, such that for reasons of principle they can never be transposed into clarity, can never be transformed into a formation of meaning which is direct and procures self-evidence.

The clarity of all [these] concepts and problems posed would have been quite different if Kant, instead of being a child of his time, completely bound by its naturalistic psychology (as pat terned after natural science and as its parallel), had tackled in a truly radical way the problem of a priori knowledge and its methodical function in rational objective knowledge. This would have required a fundamentally and essentially different regres­sive method from that of Kant, which rests on those unques­tioned assumptions: not a mythically, constructively inferring [schliessende] method, but a thoroughly intuitively disclosing [erschliessende] method, intuitive in its point of departure and in

 

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everything it discloses -- even though the concept of intuitiveness may have to undergo a considerable expansion in comparison to the Kantian one, and indeed even though intuition, here, may lose its usual sense altogether through a new attitude, taking on only the general sense of original self-exhibition, but precisely only within the new sphere of being.

Thus one must quite systematically inquire back into those things taken for granted which, not only for Kant but for all philosophers, all scientists, make up an unspoken ground [Grund] of their cognitive accomplishments, hidden in respect to its deeper mediating functions. Further, there must be a system­atic disclosure of the intentionality which vitally holds sway and is sedimented in this ground -- in other words, there must be a genuine, i.e., an "intentional analysis" of mental being in its absolute ultimate peculiarity and of that which has come to be in and through the mind, an analysis which does not permit the reigning psychology to substitute for it a realistic [reale] analysis of a naturalistically conceived soul, [which would be] alien to the essence of the mental.

§ 31.    Kant and the inadequacy of the psychology of his day. The opaqueness of the distinction between transcendental subjectivity and soul.

IN ORDER TO MAKE palpably understandable what is concretely meant here and in this way to illuminate the situation which was peculiarly opaque to that whole historical epoch, we

 

* Yet this [fault] does not lie in [a psychological] beginning. [In fact,] the first thing Kant [should have done, if he] had taken the everyday world as the world of human consciousness, was to pass through psychology-but a psychology which allowed the subjective experiences of world-consciousness actually to come to expression as they showed themselves experientially. This would have been pos­sible if Descartes's seminal hints about cogitata qua cogitata had been brought to germination as intentional psychology instead of being overlooked by the dominant Lockean philosophy. [This note derives from a stenographic marginal comment, and Biemel's version of the first two sentences makes little sense. I have given what I hope is an understandable interpretation.-TRANS.]

 

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shall initiate a reflection which admittedly belongs to a very late fulfillment of the sense of the historical process.

The pregiven point of departure for all the enigmas of knowl­edge was that of the development of a modern philosophy in accord with its own peculiar rationalistic ideal of science (sys­tematically expanding itself into its special sciences). This thrust in the development of sometimes clearly successful, some­times hopefully attempted special sciences was suddenly checked. In the construction of one of these sciences, psychol­ogy, enigmas emerged which put all of philosophy in question.

Naturally, the psychology of Locke -- with the natural sci­ence of a Newton before it as a model -- found particularly inter­esting subjects for study in the merely subjective aspects of the appearances (which had been maligned since Galileo) and like­wise generally in everything coming from the subjective side that interfered with rationality: the lack of clarity in concepts, the vagueness of judgmental thinking, the faculties of the under­standing and of reason in all their forms. It was, of course, a matter of the human being's faculties for psychic accomplishments -- precisely those accomplishments which were supposed to procure genuine science and with it a genuine practical life of reason. Thus, questions of the essence and the objective validity of purely rational knowledge, of logical and mathematical knowledge, and the peculiar nature of natural-scientific and met­aphysical knowledge belong in this sphere. Looked at in this general way, was this not actually required? Without doubt it was right and a good thing that Locke understood the sciences as psychic accomplishments (though he also directed his gaze too much at what occurs in the individual soul) and everywhere posed questions of origin. After all, accomplishments can be understood only in terms of the activity that accomplishes them. To be sure, in Locke this was done with a superficiality, an unmethodical confusion, and indeed even a naturalism that re­sulted precisely in Humean fictionalism.

Thus, obviously, Kant could not simply go back and take up the psychology of Locke. But was it for this reason correct to drop the general idea of the Lockean -- the psychological-epistemological -- approach? Was not every question inspired by Hume first and quite correctly to be taken as a psychological question? If rational science becomes a problem, if the claim of the purely a priori sciences to have unconditional objective valid­ity, and thus to be the possible and necessary method for rational

 

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sciences of fact, becomes a problem, it should first be taken into consideration (as we emphasized above) that science in general is a human accomplishment, an accomplishment of human beings who find themselves in the world, the world of general experience, [and that it is] one among other types of practical accomplishments which is aimed at spiritual structures of a certain sort called theoretical. Like all praxis, this one is related, in a sense which is its own and of which the practitioner of it is conscious, to the pregiven world of experience and at the same time takes its ordered place within this world. Thus enig­mas about how a spiritual accomplishment comes to pass can be clarified, one will say, only through psychological demonstra­tions, and they remain thus within the pregiven world. If Kant, on the other hand, in the questions he posed and in his regres­sive method, also naturally makes use of the pregiven world but at the same time constructs a transcendental subjectivity through whose concealed transcendental functions, with un­swerving necessity, the world of experience is formed, he runs into the difficulty that a particular quality of the human soul (which itself belongs to the world and is thus presupposed with it) is supposed to accomplish and to have already accomplished a formative process which shapes this whole world. But as soon as we distinguish this transcendental subjectivity from the soul, we get involved in something incomprehensibly mythical.

§ 32.       The possibility of a hidden truth in Kant's transcendental philosophy: the problem of a "new dimension." The antagonism between the "life of the plane" and the "life of depth."

WERE THE BANTIAN THEORY nevertheless to contain some truth, a truth to be made actually accessible to insight -- ­which is indeed the case -- it would be possible only through the fact that the transcendental functions which are supposed to explain the above-mentioned enigmas concerning objectively valid knowledge belong to a dimension of the living spirit that had to remain hidden, because of very natural inhibitions, from humanity and even from the scientists of the ages -- whereas this

 

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dimension can be made accessible to scientific understanding, through a method of disclosure appropriate to it, as a realm of experiential and theoretical self-evidence. The fact that this di­mension remained hidden through the ages, the fact that, even after it made itself felt, it never aroused a habitual and consist­ent theoretical interest, can (and will) be explained by display­ing a peculiar antagonism between the entry into this dimension and the preoccupations involved in all the interests which make up the naturally normal human world-life.

Since this is to be a matter of spiritual functions which exercise their accomplishments in all experiencing and thinking, indeed in each and every preoccupation of the human world-life, functions through which the world of experience, as the con­stant horizon of existing things, values, practical plans, works, etc., has meaning and validity for us, it would certainly be understandable that all objective sciences would lack precisely the knowledge of what is most fundamental, namely, the knowl­edge of what could procure meaning and validity for the theoret­ical constructs of objective knowledge and [which] thus first gives them the dignity of a knowledge which is ultimately grounded.

This schema for a possible clarification of the problem of objective science reminds us of Helmholtz' well-known image of the plane-beings, who have no idea of the dimension of depth, in which their plane-world is a mere projection. Everything of which men- - the scientists and all the others -- can become con­scious in their natural world-life (experiencing, knowing, practi­cally planning, acting) as a field of external objects -- as ends, means, processes of action, and final results related to these objects -- and on the other hand, also, in self-reflection, as the spiritual life which functions thereby -- all this remains on the "plane," which is, though unnoticed, nevertheless only a plane within an infinitely richer dimension of depth. But this [image] is universally valid whether it concerns a life which is merely practical in the usual sense or a theoretical life, [i.e.,] scientific experiencing, thinking, planning, acting, or scientific experien­tial data, ideas, goals of thinking, premises, true results.

This explanatory schema, of course, leaves several pressing questions open. How could the development of the positive sci­ences purely upon the "plane" appear for so long in the form of a superabundant success? Why was it so late before, in the need for complete transparency in its methodical accomplishments, the difficulties, indeed incomprehensibilities, announced themselves,

 

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such that not even the most painstaking construction of logical technique could improve the situation? Why did the later attempts at an "intuitionistic" deepening, which in fact touched upon the higher dimension, and all efforts to clarify the situation in this way not lead to unanimously accepted, truly compelling scientific results? It is not the case that this is a matter of merely turning our gaze toward a sphere which up to now has simply not been noticed but which is accessible without further effort to theoretical experience and experiential knowledge. Everything experienceable in this way is the object and domain of possible positive knowledge; it lies on the "plane," in the world of actual and possible experience, experience in the natural sense of the word. We shall soon understand what extraordinary difficulties -- grounded in the essence of the matters involved -- greeted the methodical efforts actually to approach the depth-sphere, to ap­proach first of all the possibility of its pure grasp of itself in the manner of experiencing proper to it; and it will become clear thereby how great the antagonism is between the "patent" life of the plane and the "latent" life of depth. Of course the power of historical prejudices also plays a constant role here, especially of those which, coming from the origin of the modern positive sciences, dominate us all. It is of the very essence of such prejudices, drilled into the souls even of children, that they are concealed in their immediate effects. The abstract general will to be without prejudice changes nothing about them.

Nevertheless, these are the slightest difficulties compared to those which have their ground in the essence of the new dimen­sion and its relation to the old familiar field of life. Nowhere else is the distance so great from unclearly arising needs to goal­determined plans, from vague questionings to first working problems -- through which actual working science first begins. Nowhere else is it so frequent that the explorer is met by logical ghosts emerging out of the dark, formed in the old familiar and effective conceptual patterns, as paradoxical antinomies, logical absurdities. Thus nowhere is the temptation so great to slide into logical aporetics and disputation, priding oneself on one's scien­tific discipline, while the actual substratum of the work, the phenomena themselves, is forever lost from view.

All this will be confirmed as I now leave the reference to Kant behind and attempt to show, to those willing to understand, one of the paths I have actually taken; as a path actually taken, it offers itself as one that can at any time be taken again. Indeed, it is a path which at every step allows just this self-evidence to be

 

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renewed and tested as apodictic, i.e., the self-evidence of a path capable of being taken repeatedly at will and capable of being followed further at will in repeatedly verifiable experiences and cognitions.

§ 33.       The problem of the "life-world" as a partial problem within the general problem of objective science.

BRIEFLY REMINDING OURSELVES of our earlier discus­sions, let us recall the fact we have emphasized, namely, that science is a human spiritual accomplishment which presupposes as its point of departure, both historically and for each new student, the intuitive surrounding world of life, pregiven as existing for all in common. Furthermore, it is an accomplish­ment which, in being practiced and carried forward, continues to presuppose this surrounding world as it is given in its particu­larity to the scientist. For example, for the physicist it is the world in which he sees his measuring instruments, hears time­beats, estimates visible magnitudes, etc.-the world in which, furthermore, he knows himself to be included with all his activ­ity and all his theoretical ideas.

When science poses and answers questions, these are from the start, and hence from then on, questions resting upon the ground of, and addressed to, the elements of this pregiven world in which science and every other life-praxis is engaged. In this life-praxis, knowledge, as prescientific knowledge, plays a con­stant role, together with its goals, which are in general satisfac­torily achieved in the sense which is intended and in each case usually in order to make practical life possible. But a new civili­zation (philosophical, scientific civilization), rising up in Greece, saw fit to recast the idea of "knowledge" and "truth" in natural existence and to ascribe to the newly formed idea of "objective truth" a higher dignity, that of a norm for all knowl­edge. In relation to this, finally, arises the idea of a universal science encompassing all possible knowledge in its infinity, the bold guiding idea of the modern period. If we have made this clear to ourselves, then obviously an explicit elucidation of the objective validity and of the whole task of science requires that

 

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we first inquire back into the pregiven world. It is pregiven to us all quite naturally, as persons within the horizon of our fellow men, i.e., in every actual connection with others, as "the" world common to us all. Thus it is, as we have explained in detail, the constant ground of validity, an ever available source of what is taken for granted, to which we, whether as practical men or as scientists, lay claim as a matter of course.

Now if this pregiven world is to become a subject of investi­gation in its own right, so that we can arrive, of course, at scientifically defensible assertions, this requires special care in preparatory reflections. It is not easy to achieve clarity about what kind of peculiar scientific and hence universal tasks are to be posed under the title "life-world" and about whether some­thing philosophically significant will arise here. Even the first attempt to understand the peculiar ontic sense of the life-world, which can be taken now as a narrower, now as a broader one, causes difficulties.

The manner in which we here come to the life-world as a subject for scientific investigation makes this subject appear an ancillary and partial one within the full subject of objective science in general. The latter has become generally, that is, in all its particular forms (the particular positive sciences), incompre­hensible as regards the possibility of its objective accomplish­ment. If science becomes a problem in this way, then we must withdraw from the operation of it and take up a standpoint above it, surveying in generality its theories and results in the systematic context of predicative thoughts and statements, and on the other side we must also survey the life of acts practiced by working scientists, working with one another -- their setting of goals, their termination in a given goal, and the terminating self-evidence. And what also comes under consideration here is precisely the scientists' repeated recourse, in different general manners, to the life-world with its ever available intuited data; to this we can immediately add the scientists' statements, in each case simply adapted to this world, statements made purely de­scriptively in the same prescientific manner of judging which is proper to the "occasional" 1 statements of practical, everyday life. Thus the problem of the life-world, or rather of the manner in which it functions and must function for scientists, is only a

 

1. okkasionelle. A term from the second of the Logische Unter­suchungen, § 26 (1913 ed., Vol. II, p. 81) : an expression is "essen­tially subjective and occasional" if its actual meaning depends "on the occasion [Gelegenheit], the person speaking, and his situation."

 

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partial subject within the above-designated whole of objective science (namely, in the service of its full grounding).

It is clear, however, that prior to the general question of its function for a self-evident grounding of the objective sciences there is good reason to ask about the life-world's own and constant ontic meaning for the human beings who live in it. These human beings do not always have scientific interests, and even scientists are not always involved in scientific work; also, as history teaches us, there was not always in the world a civiliza­tion that lived habitually with long-established scientific interests. The life-world was always there for mankind before sci­ence, then, just as it continues its manner of being in the epoch of science. Thus one can put forward by itself the problem of the manner of being of the life-world; one can place oneself com­pletely upon the ground of this straightforwardly intuited world, putting out of play all objective-scientific opinions and cogni­tions, in order to consider generally what kind of "scientific" tasks, i.e., tasks to be resolved with universal validity, arise in respect to this world's own manner of being. Might this not yield a vast theme for study? Is it not the case that, in the end, through what first appears as a special subject in the theory of science, that "third dimension" is opening up, immediately des­tined in advance to engulf the whole subject matter of objective science (as well as all other subject matters on the "plane")? At first this must appear peculiar and unbelievable. Many para­doxes will arise; yet they will be resolved. What imposes itself here and must be considered before everything else is the correct comprehension of the essence of the life-world and the method of a "scientific" treatment appropriate to it, from which "objec­tive" scientific treatment, however, is excluded.

§ 34.  Exposition of the problem of a science of the life-world.

a.      The difference between objective science and science in general.

 

Is not the life-world as such what we know best, what is always taken for granted in all human life, always familiar to us

 

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in its typology through experience? Are not all its horizons of the unknown simply horizons of what is just incompletely known, i.e., known in advance in respect of its most general typology? For prescientific life, of course, this type of acquaintance suf­fices, as does its manner of converting the unknown into the known, gaining "occasional" knowledge on the basis of experi­ence (verifying itself internally and thereby excluding illusion) and induction. This suffices for everyday praxis. If, now, some­thing more can be and is to be accomplished, if a "scientific" knowledge is supposed to come about, what can be meant other than what objective science has in view and does anyway? Is scientific knowledge as such not "objective" knowledge, aimed at a knowledge substratum which is valid for everyone with uncon­ditioned generality? And yet, paradoxically, we uphold our asser­tion and require that one not let the handed-down concept of objective science be substituted, because of the century-old tradi­tion in which we have all been raised, for the concept of science in general.

The' title "life-world" makes possible and demands perhaps various different, though essentially interrelated, scientific un­dertakings; and perhaps it is part of genuine and full scientific discipline that we must treat these all together, though following their essential order of founding, rather than treating, say, just the one, the objective-logical one (this particular accomplish­ment within the life-world) by itself, leaving the others com­pletely out of scientific consideration. There has never been a scientific inquiry into the way in which the life-world constantly functions as subsoil, into how its manifold prelogical validities act as grounds for the logical ones, for theoretical truths.' And perhaps the scientific discipline which this life-world as such, in its universality, requires is a peculiar one, one which is precisely not objective and logical but which, as the ultimately grounding one, is not inferior but superior in value. But how is this com­pletely different sort of scientific discipline, for which the objec­tive sort has always been substituted up to now, to be realized? The idea of objective truth is predetermined in its whole mean­ing by the contrast with the idea of the truth in pre- and extra­scientific life. This latter truth has its ultimate and deepest source of verification in experience which is "pure" in the sense

 

1. This whole paragraph is crossed out in the MS.

2. This sentence was added by Fink. It does not seem to fit in, and it breaks the continuity between the preceding and following sen­tences.

 

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designated above, in all its modes of perception, memory, etc. These words, however, must be understood actually as prescien­tific life understands them; thus one must not inject into them, from current objective science, any psychophysical, psychologi­cal interpretation. And above all -- to dispose of an important point right away -- one must not go straight back to the suppos­edly immediately given "sense-data," as if they were immediately characteristic of the purely intuitive data of the life-world. What is actually first is the "merely subjective-relative" intuition of prescientific world-life. For us, to be sure, this "merely" has, as an old inheritance, the disdainful coloring of the doxa. In pre­scientific life itself, of course, it has nothing of this; there it is a realm of good verification and, based on this, of well-verified predicative cognitions and of truths which are just as secure as is necessary for the practical projects of life that determine their sense. The disdain with which everything "merely subjective and relative" is treated by those scientists who pursue the modern ideal of objectivity changes nothing of its own manner of being, just as it does not change the fact that the scientist himself must be satisfied with this realm whenever he has recourse, as he unavoidably must have recourse, to it.

b. The use of subjective-relative experiences for the objective sciences, and the science o f them.

 

The sciences build upon the life-world as taken for granted in that they make use of whatever in it happens to be necessary for their particular ends. But to use the life-world in this way is not to know it scientifically in its own manner of being. For example, Einstein uses the Michelson experiments and the cor­roboration of them by other researchers, with apparatus copied from Michelson's, with everything required in the way of scales of measurement, coincidences established, etc. There is no doubt that everything that enters in here -- the persons, the apparatus, the room in the institute, etc.-- can itself become a subject of investigation in the usual sense of objective inquiry, that of the positive sciences. But Einstein could make no use whatever of a theoretical psychological-psychophysical construction of the objective being of Mr. Michelson; rather, he made use of the human being who was accessible to him, as to everyone else in the prescientific world, as an object of straightforward experience,

 

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the human being whose existence, with this vitality, in these activities and creations within the common life-world, is always the presupposition for all of Einstein's objective-scientific lines of inquiry, projects, and accomplishments pertaining to Michelson's experiments. It is, of course, the one world of experi­ence, common to all, that Einstein and every other researcher knows he is in as a human being, even throughout all his activity of research. [But] precisely this world and everything that hap­pens in it, used as needed for scientific and other ends, bears, on the other hand, for every natural scientist in his thematic orien­tation toward its "objective truth," the stamp "merely subjective and relative." The contrast to this determines, as we said, the sense of the "objective" task. This "subjective-relative" is sup­posed to be "overcome"; one can and should correlate with it a hypothetical being-in-itself, a substrate for logical-mathematical "truths-in-themselves" that one can approximate through ever newer and better hypothetical approaches, always justifying them through experiential verification. This is the one side. But while the natural scientist is thus interested in the objective and is involved in his activity, the subjective-relative is on the other hand still functioning for him, not as something irrelevant that must be passed through but as that which ultimately grounds the theoretical-logical ontic validity for all objective verification, i.e., as the source of self-evidence, the source of verification. The visible measuring scales, scale-markings, etc., are used as actu­ally existing things, not as illusions; thus that which actually exists in the life-world, as something valid, is a premise.

 

c. Is the subjective-relative an object for psychology?

 

Now the question of the manner of being of this subjective sphere, or the question of the science which is to deal with it in its own universe of being, is normally disposed of by the natural scientist by referring to psychology. But again one must not allow the intrusion of what exists in the sense of objective science when it is a question of what exists in the life-world. For what has always gone under the name of psychology, at any rate since the founding of modern objectivism regarding knowledge of the world, naturally has the meaning of an "objective" science of the subjective, no matter which of the attempted historical psychologies we may choose. Now in our subsequent reflections the problem of making possible an objective psychology will

 

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have to become the object of more detailed discussions. But first we must grasp clearly the contrast between objectivity and the subjectivity of the life-world as a contrast which determines the fundamental sense of objective-scientific discipline itself, and we must secure this contrast against the great temptations to misconstrue it.

d. The life-world as universe of what is intuitable in principle; the "objective-true" world as in principle nonintuitable "logical" substruction.

 

Whatever may be the chances for realizing, or the capacity for realizing, the idea of objective science in respect to the mental world (i.e., not only in respect to nature), this idea of objectivity dominates the whole universitas of the positive sciences in the modern period, and in the general usage it domi­nates the meaning of the word "science." This already involves a naturalism insofar as this concept is taken from Galilean natural science, such that the scientifically "true," the objec­tive, world is always thought of in advance as nature, in an expanded sense of the word. The contrast between the subjectiv­ity of the life-world and the "objective," the "true" world, lies in the fact that the latter is a theoretical-logical substruction, the substruction of something that is in principle not perceivable, in principle not experienceable in its own proper being, whereas the subjective, in the life-world, is distinguished in all respects precisely by its being actually experienceable.*

The life-world is a realm of original self-evidences3. That which is self-evidently given is, in perception, experienced as

* In life the verification of being, terminating in experience, yields a full conviction. Even when it is inductive, the inductive antici­pation is of a possible experienceability which is ultimately decisive. Inductions can be verified by other inductions, working together. Be­cause of their anticipations of experienceability, and because every direct perception itself includes inductive moments (anticipation of the sides of the object which are not yet experienced), everything is contained in the broader concept of "experience" or "induction." [Cf. p. 51, above].

3. Husserl's use of Evidenz does not permit of its always being translated in the same way. But when used in its most special or technical sense, as it is here, "self-evidence" is better than simply "evidence." As can be seen from the context here, it means "self-givenness"; whereas the English word "evidence" usually has a very different meaning, that of something testifying to the existence of something else (e.g., evidence in a trial).

 

 

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"the thing itself,"4 in immediate presence, or, in memory, re­membered as the thing itself; and every other manner of intuition is a presentification of the thing itself. Every mediate cognition belonging in this sphere -- broadly speaking, every man­ner of induction -- has the sense of an induction of something intuitable, something possibly perceivable as the thing itself or re­memberable as having-been-perceived, etc. All conceivable verifi­cation leads back to these modes of self-evidence because the "thing itself" (in the particular mode) lies in these intutitions themselves as that which is actually, intersubjectively experi­enceable and verifiable and is not a substruction of thought; whereas such a substruction, insofar as it makes a claim to truth, can have actual truth only by being related back to such self-evidences.

It is of course itself a highly important task, for the scientific opening-up of the life-world, to bring to recognition the primal validity of these self-evidences and indeed their higher dignity in the grounding of knowledge compared to that of the objective­logical self-evidences. One must fully clarify, i.e., bring to ulti­mate self-evidence, how all the self-evidence of objective-logical accomplishments, through which objective theory (thus mathe­matical and natural-scientific theory) is grounded in respect of form and content, has its hidden sources of grounding in the ultimately accomplishing life, the life in which the self-evident givenness of the life-world forever has, has attained, and attains anew its prescientific ontic meaning. From objective-logical self­evidence (mathematical "insight," natural-scientific, positive-sci­entific "insight," as it is being accomplished by the inquiring and grounding mathematician, etc.), the path leads back, here, to the primal self-evidence in which the life-world is ever pregiven.

One may at first find strange and even questionable what has been simply asserted here, but the general features of the con­trast among levels of self-evidence are unmistakable. The empir icist talk of natural scientists often, if not for the most part, gives the impression that the natural sciences are based on the

 

4. "es selbst." The use of the word "thing" in this expression is not out of place as long as Husserl is talking about perception. But in another context that which is "itself" given might not be a "thing"; it could be an ideal state of affairs, for example in mathematical or logi­cal intuition.

 

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experience of objective nature. But it is not in this sense true that these sciences are experiential sciences, that they follow experience in principle, that they all begin with experiences, that all their inductions must finally be verified through experiences; rather, this is true only in that other sense whereby experience [yields] a self-evidence taking place purely in the life-world and as such is the source of self-evidence for what is objectively established in the sciences, the latter never themselves being experiences of the objective. The objective is precisely never experienceable as itself; and scientists themselves, by the way, consider it in this way whenever they interpret it as something metaphysically transcendent, in contrast to their confusing em­piricist talk. The experienceability of something objective is no different from that of an infinitely distant geometrical construct and in general no different from that of all infinite “ideas”, including, for example, the infinity of the number series. Natu­rally, “rendering ideas intuitive” in the manner of mathematical or natural-scientific "models" is hardly intuition of the objective itself but rather a matter of life-world intuitions which are suited to make easier the conception of the objective ideals in question. Many [such] conceptual intermediaries are often involved, [especially since] the conception itself does not always occur so immediately, cannot always be made so self-evident in its way, as is the case in conceiving of geometrical straight lines on the basis of the life-world self-evidence of straight table-edges and the like.

As can be seen, a great deal of effort is involved here in order to secure even the presuppositions for a proper inquiry, i.e., in order first to free ourselves from the constant misconstructions which mislead us all because of the scholastic dominance of objective-scientific ways of thinking.

 

e. The objective sciences as subjective constructs -- those of a particular praxis, namely, the theoretical-logical, which itself belongs to the full concreteness of the life-world.

 

If the contrast [under discussion] has been purified, we must now do justice to the essential interrelatedness [of the elements contrasted] : objective theory in its logical sense (taken universally: science as the totality of predicative theory, of the system

 

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of statements meant "logically" as "propositions in themselves," "truths in themselves," and in this sense logically joined) is rooted, grounded in the life-world, in the original self-evidences belonging to it. Thanks to this rootedness objective science has a constant reference of meaning to the world in which we always live, even as scientists and also in the total community of scien­tists -- a reference, that is, to the general life-world. But at the same time, as an accomplishment of scientific5 persons, as indi­viduals and as joined in the community of scientific activity, objective science itself belongs to the life-world. Its theories, the logical constructs, are of course not things in the life-world like stones, houses, or trees. They are logical wholes and logical parts made up of ultimate logical elements. To speak with Bolzano, they are "representations-in-themselves" ["Vorstellungen an sich"] "propositions in themselves," inferences and proofs "in them­selves," ideal unities of signification whose logical ideality is determined by their telos, "truth in itself."

But this or any other ideality does not change in the least the fact that these are human formations, essentially related to human actualities and potentialities, and thus belong to this concrete unity of the life-world, whose concreteness thus ex­tends farther than that of “things”. Exactly the same thing is true, correlative to this, of scientific activities -- those of experi­encing, those of arriving at logical formations "on the basis of" experience -- activities through which these formations appear in original form and original modes of variation in the individual scientists and in the community of scientists: the original status of the proposition or demonstration dealt with by all.

But here we enter an uncomfortable situation. If we have made our contrast with all necessary care, then we have two different things: life-world and objective-scientific world, though of course [they are] related to each other. The knowledge of the objective-scientific world is "grounded" in the self-evidence of the life-world. The latter is pregiven to the scientific worker, or the working community, as ground; yet, as they build upon this, what is built is something new, something different. If we cease being immersed in our scientific thinking, we become aware that we scientists are, after all, human beings and as such are among the components of the life-world which always exists for us, ever pregiven; and thus all of science is pulled, along with us, into the

 

5. The text reads "prescientific persons," which must be a mis­take.

 

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-- merely “subjective-relative” -- life-world. And what becomes of the objective world itself? What happens to the hypothesis of being-in-itself, related first to the "things" of the life-world, the "objects," the "real" bodies, real animals, plants, and also human beings within the "space-time" of the life-world -- all these con­cepts being understood, now, not from the point of view of the objective sciences but as they are in prescientific life?

Is it not the case that this hypothesis, which in spite of the ideality of scientific theories has direct validity for the scientific subjects (the scientists as human beings), is but one among the

many practical hypotheses and projects which make up the life of human beings in this life-world-which is at all times con­sciously pregiven to them as available? Do not all goals, whether they are "practical" in some other, extrascientific sense or are practical under the title of "theory," belong eo ipso to the unity of the life-world, if only we take the latter in its complete and full concreteness?

On the other hand, we have seen also that the propositions, the theories, the whole edifice of doctrine in the objective sci­ences are structures attained through certain activities of scien­tists bound together in their collaborative work-or, to speak more exactly, attained through a continued building-up of activi­ties, the later of which always presuppose the results of the earlier. And we see further that all these theoretical results have the character of validities for the life-world, adding themselves as such to its own composition and belonging to it even before that as a horizon of possible accomplishments for developing science. The concrete life-world, then, is the grounding soil [der griindende Boden] of the "scientifically true" world and at the same time encompasses it in its own universal concreteness. How is this to be understood? How are we to do justice systemat­ically-that is, with appropriate scientific discipline-to the all­encompassing, so paradoxically demanding, manner of being of the life-world?

We are posing questions whose clarifying answers are by no means obvious. The contrast and the inseparable union [we have been exploring] draw us into a reflection which entangles us in more and more troublesome difficulties. The paradoxical interre­lationships of the "objectively true world" and the "life-world" make enigmatic the manner of being of both. Thus [the idea of a] true world in any sense, and within it our own being, becomes an enigma in respect to the sense of this being. In our attempts to attain clarity we shall suddenly become aware, in the face of

 

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emerging paradoxes, that all of our philosophizing up to now has been without a ground. How can we now truly become philoso­phers?

We cannot escape the force of this motivation. It is impossi­ble for us to evade the issue here through a preoccupation with aporia and argumentation nourished by Kant or Hegel, Aristotle or Thomas.

f . The problem of the life-world not as a partial problem but rather as a universal problem for philosophy.

 

Of course, it is a new sort of scientific discipline that is required for the solution of the enigmas which now disquiet us: it is not mathematical, nor logical at all in the historical sense; it cannot already have before it, as an available norm, a finished mathematics, logic, or logistic, since these are themselves objec­tive sciences in the sense which is presently problematical and, as included in the problem, cannot be presuppositions used as premises. At first, as long as one only makes contrasts, is only concerned with oppositions, it could appear that nothing more than or different from objective science is needed, just as every­day practical life undertakes its rational reflections, both particu­lar and general, without needing a science for them. It just is this way, a fact familiar to all, unthinkingly accepted rather than being formulated as a fundamental fact and thought through as a subject for thinking in its own right -- namely, that there are two sorts of truth: on the one side, everyday practical situational truths, relative, to be sure, but, as we have already emphasized, exactly what praxis, in its particular projects, seeks and needs; on the other side there are scientific truths, and their grounding leads back precisely to the situational truths, but in such a way that scientific method does not suffer thereby in respect to its own meaning, since it wants to use and must use precisely these truths.

Thus it could appear -- if one allows oneself to be carried along by the thoughtless naïveté of life even in the transition from the extralogical to the logical, to the objective-scientific praxis of thinking -- that a separate investigation under the title "life-world" is an intellectualistic enterprise born of a mania, peculiar to modern life, to theorize everything. But, on the other hand, it has at least become apparent that we cannot let the

 

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matter end with this naïveté, that paradoxical enigmas an­nounce themselves here: merely subjective relativity is suppos­edly overcome by objective-logical theory, yet the latter belongs, as the theoretical praxis of human beings, to the merely subjec­tive and relative and at the same time must have its premises, its sources of self-evidence, in the subjective and relative. From here on this much is certain: that all problems of truth and of being, all methods, hypotheses, and results conceivable for these problems-whether for worlds of experience or for metaphysical higher worlds-can attain their ultimate clarity, their evident sense or the evidence of their nonsense, only through this sup­posed intellectualistic hypertrophy. This will then include, cer­tainly, all ultimate questions of legitimate sense and of nonsense in the busy routine of the "resurrected metaphysics" that has become so vocal and so bewitching of late.

Through this last series of considerations the magnitude, the universal and independent significance, of the problem of the life-world has become intelligible to us in an anticipatory insight. In comparison with this the problem of the "objectively true" world or that of objective-logical science-no matter how press­ing it may repeatedly become, and properly so-appears now as a problem of secondary and more specialized interest. Though the peculiar accomplishment of our modern objective science may still not be understood, nothing changes the fact that it is a validity for the life-world, arising out of particular activities, and that it belongs itself to the concreteness of the life-world. Thus in any case, for the sake of clarifying this and all other acquisi­tions of human activity, the concrete life-world must first be taken into consideration; and it must be considered in terms of the truly concrete universality whereby it embraces, both di­rectly and in the manner of horizons, all the built-up levels of validity acquired by men for the world of their common life and whereby it has the totality of these levels related in the end to a world-nucleus to be distilled by abstraction, namely, the world of straightforward intersubjective experiences. To be sure, we do not yet know how the life-world is to become an independent, totally self-sufficient subject of investigation, how it is supposed to make possible scientific statements -- which as such, after all, must have their own "objectivity," even if it is in a manner different from that of our sciences, i.e., a necessary validity to be appropriated purely methodically, which we and everyone can verify precisely through this method. We are absolute beginners, here, and have nothing in the way of a logic designed to provide

 

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norms; we can do nothing but reflect, engross ourselves in the still not unfolded sense of our task, and thus secure, with the utmost care, freedom from prejudice, keeping our undertaking free of alien interferences (and we have already made several important contributions to this) ; and this, as in the case of every new undertaking, must supply us with our method. The clarifi­cation of the sense of the task is, indeed, the self-evidence of the goal qua goal; and to this self-evidence belongs essentially the self-evidence of the possible "ways" to it. The intricacy and difficulty of the preliminary reflections which are still before us will justify themselves, not only because of the magnitude of the goal, but also because of the essential strangeness and precari­ousness of the ideas which will necessarily become involved.

Thus what appeared to be merely a problem of the funda­mental basis of the objective sciences or a partial problem within the universal problem of objective science has indeed (just as we announced in advance that it would) proven to be the genuine and most universal problem. It can also be put this way: the problem first appears as the question of the relation between objective-scientific thinking and intuition; it concerns, on the one hand, then, logical thinking as the thinking of logical thoughts, e.g., the physicist's thinking of physical theory, or purely mathematical thinking, in which mathematics has its place as a system of doctrine, as a theory. And, on the other hand, we have intuiting and the intuited, in the life-world prior to theory. Here arises the ineradicable illusion of a pure thinking which, unconcerned in its purity about intuition, already has its self-evident truth, even truth about the world -- the illusion which makes the sense and the possibility, the "scope," of objec­tive science questionable. Here one concentrates on the separate­ness of intuiting and thinking and generally interprets the nature of the "theory of knowledge" as theory of science, carried out in respect to two correlative sides6 (whereby science is always understood in terms of the only concept of science availa­ble, that of objective science). But as soon as the empty and vague notion of intuition -- instead of being something negligible and insignificant compared to the supremely significant logical sphere in which one supposedly already has genuine truth -- has become the problem of the life-world, as soon as the magnitude and difficulty of this investigation take on enormous proportions as one seriously penetrates it, there occurs the great transforma­tion

6. I.e., the subjective and the objective.

 

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of the "theory of knowledge" and the theory of science whereby, in the end, science as a problem and as an accomplish­ment loses its self-sufficiency and becomes a mere partial problem.

What we have said also naturally applies to logic, as the a priori theory of norms for everything "logical" -- in the overarch­ing sense of what is logical, according to which logic is a logic of strict objectivity, of objective-logical truths. No one ever thinks about the predications and truths which precede science, about the `logic" which provides norms within this sphere of relativity, or about the possibility, even in the case of these logical struc­tures conforming purely descriptively to the life-world, of inquir­ing into the system of principles that give them their norms a priori. As a matter of course, traditional objective logic is substi­tuted as the a priori norm even for this subjective-relative sphere of truth.

§ 35.       Analysis of the transcendental epoche. First step: The epoche of objective science.

BECAUSE OF THE PECULIAR nature of the task which has arisen for us, the method of access to the new science's field of work-which must be attained before the working problems of the science are given-is articulated into a multiplicity of steps, each of which has, in a new way, the character of an epoche, a withholding of natural, naive validities and in general of validi­ties already in effect. The first necessary epoche, i.e., the first methodical step, has already come into view through the prelimi­nary reflections hitherto carried out. But an explicit, universal formulation is needed. Clearly required before everything else is the epoche in respect to all objective sciences. This means not merely an abstraction from them, such as an imaginary trans­formation, in thought, of present human existence, such that no science appeared in the picture. What is meant is rather an epoche of all participation in the cognitions of the objective sciences, an epoche of any critical position-taking which is inter­ested in their truth or falsity, even any position on their guiding idea of an objective knowledge of the world. In short, we carry out an epoche in regard to all objective theoretical interests, all aims and activities belonging to us as objective scientists or even simply as [ordinary] people desirous of [this kind of] knowledge.

 

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Within this epoche, however, neither the sciences nor the scientists have disappeared for us who practice the epoche. They continue to be what they were before, in any case: facts in the

unified context of the pregiven life-world; except that, because of the epoche, we do not function as sharing these interests, as coworkers, etc. We establish in ourselves just one particular habitual direction of interest, with a certain vocational attitude, to which there belongs a particular "vocational time."1 We find the same thing here as elsewhere: when we actualize one of our habitual interests and are thus involved in our vocational activ­ity (in the accomplishment of our work), we assume a posture of epoche toward our other life-interests, even though these still exist and are still ours. Everything has "its proper time," and in shifting [activities] we say something like: "Now it is time to go to the meeting, to the election," and the like.

In a special sense, of course, we call science, art, military service, etc., our "vocation," but as normal human beings we are constantly (in a broadened sense) involved in many "vocations" (interested attitudes) at the same time: we are at once fathers, citizens, etc. Every such vocation has its time of actualizing activities. Accordingly, this newly established vocational inter­est, whose universal subject matter is called the "life-world," finds its place among the other life-interests or vocations and it has "its proper time" within the one personal time, the form of the various exercised vocational times.

Of course, to equate the new science in this way with all "bourgeois" [bürgerliche] vocations, or even with the objective sciences, is a sort of trivialization, a disregard for the greatest value-distinction there can be between sciences. Understood in this way, it was so happily criticized by the modern irrationalis­tic philosophers. This way of looking at it makes it appear as if, once again, a new, purely theoretical interest, a new "science" with a new vocational technique, is to be established, carried on either as an intellectualistic game with very ideal pretensions or as a higher-level intellectual technique in the service of the positive sciences, useful for them, while they themselves, in turn, have their only real value in their usefulness for life. One is powerless against the misrepresentations of hurried readers and listeners who in the end hear only what they want to hear; but in any case they are part of the indifferent mass audience of the

 

1. Berufszeit, colloq., "working hours." But I have translated it literally as "vocational time" in order to preserve the notion of Beruf,a “calling”.

 

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philosopher. The few, for whom one [really] speaks, will know how to restrain such a suspicion, especially after what we have said in earlier lectures. They will at least wait to see where our path leads them.

There are good reasons for my stressing so sharply the voca­tional character of even the "phenomenologist's" attitude. One of the first things to be described about the epoche in question is that it is a habitual epoche of accomplishment, one with periods of time in which it results in work, while other times are devoted to other interests of work or play; furthermore, and most impor­tant, the suspension of its accomplishment in no way changes the interest which continues and remains valid within personal subjectivity -- i.e., its habitual directedness toward goals which persist as its validities-and it is for this very reason that it can be actualized again and again, at different times, in this identical sense. This by no means implies, however, that the life-world epoche -- to which further significant moments belong, as we shall show -- means no more for human existence, practically and "existentially," than the vocational epoche of the cobbler, or that it is basically a matter of indifference whether one is a cobbler or a phenomenologist, or, also, whether one is a phenom­enologist or a positive scientist. Perhaps it will even become manifest that the total phenomenological attitude and the epoche belonging to it are destined in essence to effect, at first, a complete personal transformation, comparable in the beginning to a religious conversion, which then, however, over and above this, bears within itself the significance of the greatest existen­tial transformation which is assigned as a task to mankind as such.

§36      How can the life-world, after the epoche of the objective sciences, become the subject matter of a science? The distinction in principle between the objective-logical a priori and the a priori of the life-world.

 

 

IF OUR INTEREST is exclusively in the "life-world," we must ask: Has the life-world, through the epoche in respect to

 

 

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objective science, already been laid open as a universal scientific subject matter? * Do we already have thereby, the subject mat­ter for statements that are generally valid scientifically, state­ments about facts that are to be established scientifically? How do we have the life-world as a universal field, fixed in advance, of such establishable facts? It is the spatiotemporal world of things as we experience them in our pre- and extrascientific life and as we know them to be experienceable beyond what is [actually] experienced. We have a world-horizon as a horizon of possible thing-experience [Dingerfahrung]. Things: that is, stones, ani­mals, plants, even human beings and human products; but ev­erything here is subjective and relative, even though normally, in our experience and in the social group united with us in the community of life, we arrive at "secure" facts; within a certain range this occurs of its own accord, that is, undisturbed by any noticeable disagreement; sometimes, on the other hand, when it

* First let us recall that what we call science is, within the con­stantly valid world, as life-world, a particular type of purposeful activities and purposeful accomplishments like all human vocations in the usual sense of the word; to this sphere also belong those practi­cal intentions of a higher level which do not involve types of vocation or goal-oriented interrelations and accomplishments at all, the more or less isolated, incidental, more or less fleeting interests. All these are, from the human point of view, peculiarities of human life and of human habitualities, and they all he within the universal framework of the life-world into which all accomplishments flow and to which all human beings and all accomplishing activities and capacities always belong. Of course, the new theoretical interest in the universal life-world itself, in its own manner of being, requires a certain epoche in regard to all these interests, i.e., in regard to the pursuit of our ends, in regard to all the criticism, always belonging to the purpose­ful life, of the means and the goals or ends themselves, e.g., whether we should factually persist in them, whether certain paths should be taken as general directives, etc. Living toward our ends, which are valid for us habitually, we do, of course, live in the horizon of the life­world, no matter which ends are "having their turn"; everything that happens and develops here exists in the life-world and in the manner of the life-world; but being oriented toward what exists within the life-world is not the same as focusing on the [life-world] as the uni­versal horizon, not the same as making thematic the end in view as a being within this horizon, the newly thematic life-world. Thus the first thing we must do is refrain from the pursuit of all scientific and other interests. But the epoche alone is not enough: even all setting of ends, all projecting, presupposes something worldly; the wherewith, i.e., the life-world, is given prior to all ends. [This last sentence is only a rough guess at the sense of this somewhat garbled stenographic note. --TRANs.]

 

 

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is of practical importance, it occurs in a purposive knowing process, i.e., with the goal of [finding] a truth which is secure for our purposes. But when we are thrown into an alien social sphere, that of the Negroes in the Congo, Chinese peasants, etc., we discover that their truths, the facts that for them are fixed, generally verified or verifiable, are by no means the same as ours. But if we set up the goal of a truth about the objects which is unconditionally valid for all subjects, beginning with that on which normal Europeans, normal Hindus, Chinese, etc., agree in spite of all relativity -- beginning, that is, with what makes ob­jects of the life-world, common to all, identifiable for them and for us (even though conceptions of them may differ), such as spatial shape, motion, sense-quality, and the like-then we are on the way to objective science. When we set up this objectivity as a goal (the goal of a "truth in itself") we make a set of hypotheses through which the pure life-world is surpassed. We have precluded this [type of] "surpassing" through the first epoche (that which concerns the objective sciences), and now we have the embarrassment of wondering what else can be undertaken scientifically, as something that can be established once and for all and for everyone.

But this embarrassment disappears as soon as we consider that the life-world does have, in all its relative features, a general structure. This general structure, to which everything that exists relatively is bound, is not itself relative. We can attend to it in its generality and, with sufficient care, fix it once and for all in a way equally accessible to all. As life-world the world has, even prior to science, the "same" structures that the objective sciences presuppose in their substruction of a world which exists "in itself" and is determined through "truths in themselves" (this substruction being taken for granted due to the tradition of centuries); these are the same structures that they presuppose as a priori structures and systematically unfold in a priori sci­ences, sciences of the logos, the universal methodical norms by which any knowledge of the world existing "in itself, objectively" must be bound. Prescientifically, the world is already a spatio­temporal world; to be sure, in regard to this spatiotemporality there is no question of ideal mathematical points, of "pure" straight lines or planes, no question at all of mathematically infinitesimal continuity or of the "exactness" belonging to the sense of the geometrical a priori. The bodies familiar to us in the life-world are actual bodies, but not bodies in the sense of physics. The same thing is true of causality and of spatiotemporal

 

 

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infinity. [These] categorical features of the life-world have the same names but are not concerned, so to speak, with the theoretical idealizations and the hypothetical substructions of the geometrician and the physicist. As we already know, physi­cists, who are men like other men, who know themselves as living in the life-world, the world of their human interests, have, under the title of physics, a particular sort of questions and (in a broader sense) practical projects directed toward the things of the life-world, and their "theories" are the practical results. just as other projects, practical interests, and their realizations be­long to the life-world, presuppose it as ground, and enrich it with their activity, so it is with science, too, as a human project and praxis. And this includes, as we have said, everything objectively a priori, with its necessary reference back to a corresponding a priori of the life-world. This reference-back is one of a founding of validity [Geltungsfundierung]. A certain idealizing accom­plishment is what brings about the higher-level meaning-forma­tion and ontic validity of the mathematical and every other objective a priori on the basis of the life-world a priori. Thus the latter ought first to become a subject of scientific investigation in its peculiarity and purity, and then one ought to set the system­atic task of understanding how, on this basis and in what man­ners of new meaning-formation, the objective a priori comes about as a mediated theoretical accomplishment. What is needed, then, would be a systematic division of the universal structures -- universal life-world a priori and universal "objec­tive" a priori -- and then also a division among the universal inquiries according to the way in which the "objective" a priori is grounded in the "subjective-relative" a priori of the life-world or how, for example, mathematical self-evidence has its source of meaning and source of legitimacy in the self-evidence of the life-world.

This consideration has a particular interest for us even though we have already detached our problem of a science of the life-world from the problem of objective science in that we, caught up through our schooling in the traditional objectivistic metaphysics, at first have no means of access whatever to the idea of a universal a priori belonging purely to the life-world. What we need first is a separation in principle of the latter from the objective a priori which is [always] immediately substituted for it. It is this very separation that is effected by the first epoche of all objective sciences, if we understand it also as the epoche of all objective a priori sciences and make it complete through the

 

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considerations we have just carried out. The latter provide us, in addition, with the fundamental insight that the universal a priori of the objective-logical level -- that of the mathematical sciences and all others which are a priori in the usual sense -- is grounded in a universal a priori which is in itself prior, precisely that of the pure life-world. Only through recourse to this a priori, to be unfolded in an a priori science of its own, can our a priori sciences, the objective-logical ones, achieve a truly radical, a seriously scientific, grounding, which under the circumstances they absolutely require.

Here we can also say: The supposedly completely self-suffi­cient logic which modern mathematical logicians [Logistiker] think they are able to develop, even calling it a truly scientific philosophy, namely, as the universal, a priori, fundamental sci­ence for all objective sciences, is nothing but nalvete. Its self-evi­dence lacks scientific grounding in the universal life-world a priori, which it always presupposes in the form of things taken for granted, which are never scientifically, universally formu­lated, never put in the general form proper to a science of essence. Only when this radical, fundamental science exists can such a logic itself become a science. Before this it hangs in mid-air, without support, and is, as it has been up to now, so very naive that it is not even aware of the task which attaches to every objective logic, every a priori science in the usual sense, namely, that of discovering how this logic itself is to be grounded, hence no longer "logically" but by being traced back to the universal prelogical a priori through which everything logi­cal, the total edifice of objective theory in all its methodological forms, demonstrates its legitimate sense and from which, then, all logic itself must receive its norms.

Yet this insight surpasses the interest in the life-world which governs us now; for this, as we have said, all that counts is the distinction in principle between the objective-logical and the

life-world a priori; and the purpose of this is to be able to set in motion a radical reflection upon the great task of a pure theory of essence of the life-world.